The Future Focused CXOs Podcast | Episode 6 | Paul Bate, Chief Compliance Officer at Quontic Bank

The Future Focused CXOs Podcast

Jun 13 2023 • 29 mins

Join us on "The Future Focused CXOs" podcast as we sit down with Quontic Bank’s Chief Compliance Officer, Paul Bate, for an exclusive interview. Hosted by our very own Founder & CEO, Jayant Umrani, this is one episode you won't want to miss! Tune in now to hear from one of the industry's most accomplished leaders.

Highlights:

- Paul Bate's career transition from the Marine Corps to Chief Compliance Officer showcases the value of adapting skills and leveraging experience in different industries.

- Paul emphasized the importance of directed hard work and having a clear focus on the journey, outlining his methodical approach to achieving his career goals.

- Strategies employed by Paul Bate as a Compliance Officer include leveraging technology while maintaining the human element, conducting a thorough analysis of regulatory developments, and learning from industry events to enhance compliance efforts.

- As a Compliance Officer, Paul Bate assesses the true value of implementing new technology and ensures that leaders understand the benefits and potential drawbacks before making changes.

- The adoption of remote work during Covid-19 has prompted Paul Bate to reevaluate the balance between on-site and remote work, shifting the focus from raw knowledge to effective communication and implementation skills in compliance.

- Paul emphasizes the importance of thorough due diligence and risk analysis when evaluating new technology, drawing from his diverse experiences and military background.

- Individuals seeking career growth should adopt a continuous learning mindset, understand their role in the broader context, build strong teams, and prioritize the recognition and development of team members.

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