Legal Zeidgeist

In this episode of the Legal Zeidgeist, Kate Horgan sits down with Peter Sherwood, an Associate Solicitor in Zeidler Legal Services LLP, to discuss the latest developments in European Long-Term Investment Funds (ELTIFs). Peter provides an insightful overview of the ELTIF 2.0 reforms and the newly introduced Regulatory Technical Standards (RTS). Peter covers key changes such as the restrictions on derivatives, the importance of aligning the life cycles of ELTIFs with their underlying assets, and the criteria for determining minimum holding periods for redemptions. Peter also discusses the new requirements for redemption policies, liquidity management tools, and the management of liquid assets.

In this episode of the Legal Zeidgeist, Kate Horgan is joined by Kwame Taylor, an Associate in Zeidler's ESG Legal Advisory Team, to explore the Sustainable Finance Disclosure Regulation (SFDR). They discuss the recent comprehensive assessment of the SFDR framework, unpacking key findings from the summary report of open and targeted consultations. Kwame provides an overview of the SFDR's objectives, challenges in framework coherence, and mixed stakeholder views on disclosure requirements.

In this episode of the Legal Zeidgeist podcast, the Overseas Fund Regime (OFR) takes centre stage again. In this 2-part special, Kate Horgan is joined by Robert Boyle, Solicitor and Partner at Zeidler Legal Services LLP, to dissect the key aspects of the OFR and its implications for fund marketing in the UK.In Part 2, join us as we examine whether a UK country supplement to the prospectus will be required and what its content will entail. Gain insights into the potential fees for registering under the OFR and whether a UK facilities agent will be necessary. Explore the key takeaways for fund professionals to effectively adapt to the OFR.

In this episode of the Legal Zeidgeist podcast, the Overseas Fund Regime (OFR) takes centre stage. In this 2 part special, Kate Horgan is joined by Robert Boyle, Solicitor and Partner at Zeidler Legal Services LLP to dissect the key aspects of the OFR and its implications for fund marketing in the UK.In part 1 as the industry prepares, discover the current methods of marketing UCITS into the UK, understand the intricacies of the OFR, and learn when and how to register a fund under this regime.

In this episode of the Legal Zeidgeist podcast, we explore the latest insights and best practices for fund distribution and compliance. Kate Horgan, Business Development Manager, sits down with Patricia Nitschke, Associate in Zeidler’s Legal Services Division, to discuss the most recent regulatory updates affecting fund distribution worldwide. Patricia breaks down EU and global regulatory changes and their implications for fund managers and distributors. Discover valuable compliance tips and get a sneak peek into the new features of Zeidler’s Global Knowledge Hub.

In this episode of the Legal Zeidgeist podcast, AIFMD II takes the centre stage. Kunal Grover, Head of Business Development is joined by Valentin Chantereau to dissect the key highlights of the amendments to AIFMD and what these updates hold for EU and non-EU AIFMs.As the industry braces for the new regime, discover the proactive steps fund managers need to navigate this new regulatory landscape, with Valentin's insights and guidance.

In this episode of the Legal Zeidgeist podcast, the focus is on the recent  UK's Financial Conduct Authority (FCA) review examining how Authorised Fund Managers (AFMs)  are embedding the Guiding Principles in ESG and sustainable investment funds. Kate Horgan, Business Development Manager is joined by Kwame Taylor, Associate,  at  Zeidler Group to unpack how AFMs are navigating the landscape of ESG and sustainable investment funds through the lens of the Guiding Principles.Kwame shares his sustainable finance expertise to explore the implications, hurdles, and opportunities unveiled by the FCA's review, and what this means for the future of sustainable investing in the UK market.

In this brief but insightful episode of Legal Zeidgeist, we unpack the Central Bank of Ireland's recent final guidance on the Individual Accountability Framework. Kate Horgan, Business Development Manager, is joined by Daniel O'Leary, Associate, to unravel the Central Bank of Ireland's recent final guidance on the Individual Accountability Framework.Together, they delve into the pivotal significance of this guidance and dissect its profound implications for financial institutions. Beyond mere regulatory compliance, these guidelines pave the way for a fundamental shift in fostering responsibility and ethical conduct within the industry.The implementation of the Central Bank's Final Guidance signifies a transformative moment, poised to reshape accountability and standards in the Irish financial sector. Stay tuned for a concise yet comprehensive exploration of these crucial guidelines that are set to redefine the Irish financial landscape.

In this episode of the Legal Zeidgeist podcast,  the US regulatory landscape is unravelled. Kate Horgan, Business Development Manager at Zeidler Group, is joined by colleagues Madeline Gegg and Alex Mercer, Associates in Zeidler's Phoenix office to guide you  g through the maze of Federal, State, and Self-Regulatory Organizations.Navigating the regulatory landscape demands a comprehensive understanding of each entity's requirements and expectations.  Madeline and Alex demystify the complex regulatory system, outlining the SEC, CFTC, state variations, and entities like FINRA.  Gain insights into the complex US regulatory framework and uncover the strategies necessary for comprehensive compliance in the financial industry.

In this episode of the Legal Zeidgeist podcast, the focus is on Swiss Representative Services for foreign collective investment schemes.  Kate Horgan, Business Development Manager is joined by Josef El Semari and Michael Meier Directors at  Zeidler Group as they delve deep into the intricacies of the  Swiss regulatory landscape.Josef and Michael unveil the intricacies of Swiss Representative services, peeling back the layers to reveal how these professionals navigate the ever-evolving regulatory terrain. Sharing their expertise as they intricately map out the strategies employed by Swiss Reps, ensuring seamless compliance and fostering a conducive environment for foreign collective investment schemes.

In this episode of the Legal Zeidgeist podcast, Kunal Grover, Head of Business Development is joined by Arne Zeidler, CEO and Founder of Zeidler Group to discuss how US and non-European managers can seamlessly navigate the perceived complexity of regulations and roadblocks and instead raise assets successfully in Europe.Arne details a roadmap of a four-step ladder of entry points for non-EU managers to successfully enter the EU consisting of the pre-marketing regime, national private placement regime (NPPR), appointing a third-party management company and an establishment of a European base.

In this episode of the Legal Zeidgeist podcast, the focus is on a fund's marketing communications. Kunal Grover, Head of Business Development, is joined by Robert Boyle, Head of Legal Ireland to discuss the fast-approaching European Securities and Markets Authority (ESMA) marketing communication guidelines.With the guidelines coming into force on 2 February 2022, Robert answers the most frequently asked questions that he and his team receive relating to the marketing guidelines.

In this Legal Zeidgeist episode, Associate Brigid Dolan is joined by Elisa Forletta-Fehrenberg, Head of ESG, to provide a brief but comprehensive analysis of what has been happening in the world of ESG in the UK right now. Elisa and Brigid discuss the recently published FCA guiding principles on ESG for investment funds, the UK Government's roadmap for Green Finance and Sustainability Disclosure Requirements (SDR) to ensure asset managers are aware of what is potentially coming down the regulatory track.

In this Legal Zeidgeist episode, Head of Business Development Kunal Grover sits down with Thilo Zeidler, CFO and Product Owner to discuss transaction costs. As a former Head of a Trading Desk, Thilo has a detailed understanding of the various needs and challenges such as cost pressures and reporting compliance. With a wide range of methodologies available to approach transaction costs, Thilo shares his practical experience to provide a succinct synopsis of how asset managers can best manage transaction costs and calculations.

In this Legal Zeidgeist episode, Legal Researcher, Sabir Musthafa, is joined by Senior Associate, Sarah Noville, to discuss how investment management firms can keep pace with regulatory change in multiple jurisdictions.Providing an overview of questions that compliance professionals should consider from the outset, Sarah outlines the advantages and disadvantages of various approaches and how technology can assist. Sarah also provides her best practice insights on how various departments in asset management firms such as sales and marketing, compliance and regulatory reporting can all sing from the same regulatory compliance hymn sheet.

The focus of this Legal Zeidgeist podcast episode is on K(I)IDs. Zeidler Group's Senior Associate Gemma Capelo sits down with Director, Martin Jones, to provide a succinct summary of the ever-changing landscape of the PRIIPs regulation including the latest updates on the proposed changes to the PRIIPs Regulatory Technical Standards (RTS).Martin and Gemma also discuss the key changes and various challenges and complexities facing asset managers with document production such as the implications of Brexit on the PRIIPs KID and UCITS KIID and how firms can remain agile to meet the many obligations ahead.

In this episode of the Legal Zeidgeist podcast episode, the regulatory spotlight is on ESG.  Senior Associate, Jasminka Makovec, is joined by Head of ESG, Elisa Forletta-Fehrenberg, for a comprehensive and candid overview of the latest ESG updates and regulatory requirements.Elisa outlines the actions asset management firms need to take to be ready for the upcoming deadlines, the local requirements in certain EU  jurisdictions to be aware of and what firms need to be cognizant of if considering to revise their positions.

In this episode of the Legal Zeidgeist podcast, Max Harper, Chief Delivery Officer, is joined by Valentin Chantereau, Head of Legal Paris, to discuss the many opportunities in the French market for asset management firms. Valentin also provides a synopsis of his career to date and how Zeidler's Paris office can add additional value for clients.

In this episode of the Legal Zeidgeist podcast, the focus is on the upcoming Cross-Border Distribution Directive's new framework that will introduce uniform European rules regulating the pre-marketing of alternative investment funds (AIFs). Zeidler Associate, Peter Sherwood, joins Sarah Noville to provide an overview of what is defined by pre-marketing,  the new pre-marketing regime and its impact on AIFs.

In this episode of the Legal Zeidgeist podcast, the spotlight is on ESG related regulations and reporting disclosures.In part 2 of our ESG spotlight special, Zeidler's Senior Associate, Jasminka Makovec and Head of ESG, Elisa Forletta-Fehrenberg, provide an overview of SFDR and discuss the regulatory pipeline firms need to be aware of within the next 18 months. With numerous deadlines, disclosures and reports to prepare for with the added potential for gold plating and local requirements, Elisa and Jasminka share how firms can best prepare.