2023 Small Firm Conference: A Fireside Chat with Robert Cook

FINRA Unscripted

Nov 16 2023 • 13 mins

The small firm community, those firms with 150 or fewer registered financial professionals came together in October to discuss and engage on key areas of concern at the Small Firm Conference. On this episode, we go behind the scenes of this year's event to share with you the fireside chat between FINRA CEO Robert Cook and FINRA's Head of Member Relations, Kayte Toczylowski.

Resources mentioned in this episode:

FINRA Webinars

FINRA Small Firm Conference Calls

Office of Hearing Officers

National Adjudicatory Council

Small Firm Advisory Committee

FINRA Board of Governors

Conferences & Events

Member Firm Hub

Find us: X/ Facebook / LinkedIn / E-mail

You Might Like

Strict Scrutiny
Strict Scrutiny
Crooked Media
The Chris Plante Show
The Chris Plante Show
WMAL | Cumulus Podcast Network | Cumulus Media Washington
The Lawfare Podcast
The Lawfare Podcast
The Lawfare Institute
The Young Turks
The Young Turks
TYT Network
Red Eye Radio
Red Eye Radio
Cumulus Podcast Network
Deep State Radio
Deep State Radio
The DSR Network
5-4
5-4
Prologue Projects
Americast
Americast
BBC Radio
The Fact Hunter
The Fact Hunter
Delmarva Studios
Zero Blog Thirty
Zero Blog Thirty
Barstool Sports
Rich Valdés America At Night
Rich Valdés America At Night
Cumulus Podcast Network
Inside the FBI
Inside the FBI
Federal Bureau of Investigation
The DSR Daily Brief
The DSR Daily Brief
The DSR Network
The Langley Files: CIA's Podcast
The Langley Files: CIA's Podcast
Central Intelligence Agency