Banking Compliance Insights | Digital TransformationIn this episode, "Electronic Lending and Participation in the Secondary Market," our experts Wolters Kluwer Vice President, Banking Compliance Solutions, Samir Agarwal, and Spencer Mierzejewski, Senior Legal Counsel, with Wolters Kluwer formally from acquired eOriginal, to offer guidance on how vital digital capabilities are in the origination process and its effects on the downstream need to participate in the secondary market. | LISTEN NOW! https://www.spreaker.com/user/10614200/episode-19-final#consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations #elderly #insights #policy #politics #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #SpencerMierzejewski

Episode Summary:Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments. Is digital transformation a competitive advantage or a necessity?Listen to our podcast episode, "Electronic Lending and Participation in the Secondary Market," focused on the modernization of loan transactions and the diligence required for your organization to succeed. Our host, Samir Agarwal, Vice President of Banking Compliance Solutions, is joined by Spencer Mierzejewski, Senior Legal Counsel at Wolters Kluwer, for this discussion. Spencer recently joined Wolters Kluwer as a part of its eOriginal acquisition (https://bit.ly/3e2zdk3). His primary role is to work with clients to transform their digital lending business seamlessly and compliant as possible, collaborating with operations, legal, and capital markets teams.Join us as we discuss how vital digital capabilities are in the origination process and their impact on the downstream need to participate in the secondary market.Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments.Hosted by Samir Agarwal (https://bit.ly/3cWnLnU) and special guest Spencer Mierzejewski (https://bit.ly/3nvuFWt)Add our podcast series to your playlist today. Subscribe:iTunes/Apple Podcast: https://apple.co/33qiJN8RSS: https://bit.ly/36tYZdAGoogle Podcast: https://bit.ly/3jr6ohoSpotify: https://spoti.fi/3l9oOU8Product highlights from the podcast:• Wolters Kluwer® E-Sign https://bit.ly/3t5ONiZ• eOriginal https://bit.ly/3u4xfoKWant customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxWListen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8FlsoSubscribe to Wolters Kluwer - Financial Services Solutions on Spreaker to have Banking Compliance Insights delivered to your feed!For the latest industry news and updates. https://bit.ly/3dLhKuAWhere else can you find Wolters Kluwer Financial Services on social media?• Facebook: @WoltersKluwerFinancialServices• Twitter: @WoltersKluwerFS• LinkedIn: https://www.linkedin.com/company/wolterskluwerfs/mycompany/BUSINESS INQUIRIESIf you have a question about how we can assist you with regulatory services for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast! For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800- 397-2341.DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services' communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services' communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.#consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations#univest #insights #policy #politics #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #SpencerMierzejewski

Regulatory Strategy | Is your financial institution prepared for 2021's regulatory compliance changes? Our Wolters Kluwer® experts offer guidance on fortifying compliance measures to prepare for the pandemic's residual consumer impact in this episode. | [🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/ep18-final]Product highlights from the podcast: • Wolters Kluwer Advisory Services https://bit.ly/38ICJwy​• Wiz® Suite (Fair Lending Wiz, CRA Wiz, HMDA Wiz, CD BBE) https://bit.ly/3cyXY59​• Wolters Kluwer OneSumX® for Regulatory Change Management https://bit.ly/2OsBcUQ#consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations #elderly #insights #policy #politics #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #timburniston

Hosted by Samir Agarwal https://www.wolterskluwer.com/en/experts/samir-agarwal and special guest Tim Burniston https://www.linkedin.com/in/timothy-burniston-94682550/Episode Summary:Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments.Is your financial institution prepared for 2021's regulatory compliance changes?In our new podcast, "Consumer Compliance: Shift Priorities to Follow Changes in Regulatory Oversight Trends," we focus on adapting to current and expected regulatory priorities and oversight measures.Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, is joined by Tim Burniston, Senior Advisor, Regulatory Strategy with Wolters Kluwer, to offer guidance on fortifying compliance measures to prepare for the residual consumer impact of the pandemic, leadership changes in Washington, and an anticipated increase in regulatory change.Subscribe:iTunes/Apple Podcast: https://apple.co/33qiJN8RSS: https://bit.ly/36tYZdAGoogle Podcast: https://bit.ly/3jr6ohoSpotify: https://spoti.fi/3l9oOU8Product Highlights from the Podcast:• Wolters Kluwer Advisory Services https://bit.ly/3qTpmzZ• Wiz® Suite (Fair Lending Wiz, CRA Wiz, HMDA Wiz, CD BBE) https://bit.ly/3rVI8YO• Wolters Kluwer OneSumX® for Regulatory Change Management https://bit.ly/2OsBcUQWant customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxWListen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8FlsoWhere else can you find Wolters Kluwer Financial Services on social media?• Facebook: @WoltersKluwerFinancialServices• Twitter: @WoltersKluwerFS• LinkedIn: https://www.linkedin.com/company/wolterskluwerfs/BUSINESS INQUIRIES If you have a question about how we can assist your financial institution with preparing for 2021's regulatory compliance changes, please post them in the comments section of this podcast! For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341.DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services' communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not takeinto account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services' communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.#consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations#univest #insights #policy #politcs #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #TimBurniston

IRA Podcast | How have rules like the SECURE Act & the CARES Act impacted IRAs? In this episode,our Wolters Kluwer® experts discuss how what has changed and what you need to know aboutTax-Advantaged Accounts. | LISTEN NOW! - https://www.spreaker.com/user/10614200/episode-17-final_1

Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments.Episode Summary:Hosted by Samir Agarwal (https://bit.ly/3cWnLnU) and special guest Michael Schiller (https://bit.ly/2IWJVLN)Are you prepared for the significant legislative and regulatory developments that continue to impact IRAs? As Baby Boomers reach retirement age, banks will see an increase in IRA portfolio balances and should be prepared to serve as IRA trustees. Though many financial organizations act as an IRA trustee or custodian, most are challenged with staying in front of the complex rules and regulations and often overlook the impact changes have on operating systems, procedures, and transaction documents. In this podcast episode, "The SECURE Act and Its Impact on IRAs and IRA Custodians/Trustees," Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, and Michael Schiller, Manager of Specialized Consulting for Tax-Advantaged Accounts with Wolters Kluwer's Compliance Center of Excellence, discuss how the SECURE Act and the CARES Act impact IRAs. Our experts will also share practical guidance on managing tax-advantaged accounts while adapting banking processes and client outreach in the current environment. If you have questions about how we can help you better serve your tax-advantaged account customers during the pandemic, please post them in the comments section of this podcast!Subscribe:iTunes/Apple Podcast: https://apple.co/33qiJN8RSS: https://bit.ly/36tYZdAGoogle Podcast: https://bit.ly/3jr6ohoSpotify: https://spoti.fi/3l9oOU8Product Highlights from the Podcast:Wolters Kluwer Tax-Advantaged Accounts Solutions – Make managing your IRA, HSA, CESA, and other tax-advantaged accounts programs a breeze. Request more information. https://bit.ly/34pyeWlIRA Consulting Services - We're ready to answer questions, assist with reporting requirements, and explain regulatory changes. Get started today! https://bit.ly/2HnEGEoIRA Training - https://bit.ly/31znOS5IRA Documents - https://bit.ly/3mg2bhBAccount Record-Keeping - https://bit.ly/3dMJyyCIRA to IRA Rollovers - https://bit.ly/37wrGXOSign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCGWant customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxWListen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8FlsoWhere else can you find Wolters Kluwer Financial Services on social media?Facebook: @WoltersKluwerFinancialServicesTwitter: @WoltersKluwerFSLinkedIn: https://www.linkedin.com/company/wolt...BUSINESS INQUIRIES For more information and additional guidance, please visitwww.WoltersKluwer.com or call 1-800-397-2341.DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services' communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services' communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

Podcast | Help stop Elder Exploitation. In our next podcast, "Elder Financial Exploitation (E.F.E): What you Need to Know," our experts share info on Federal E.F.E. findings, guidance, laws & regulations to help slow the growth of E.F.E. [🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/episode-16-final]#consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations #elderly #insights #policy #politics #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal

Hosted by Samir Agarwal (https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Leslie McNally Episode Summary:Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. No one wants to suffer financial losses due to a trusted caregiver or third party’s financial abuse and exploitation of the elderly. Not only is this a customer happiness and retention concern, but financial institutions also want to comply with all laws and regulations that relate to protecting their customers. But what can be done to help stop this trend?In this podcast titled “Elder Financial Exploitation (E.F.E): What you Need to Know,” our host Samir Agarwal is joined by co-host Leslie McNally a Wolters Kluwer Consultant on our Banking Compliance Solutions team to share information on Federal E.F.E. findings, guidance, and recommendations, the status of State-level laws and regulations, and help our audience play an active role in slowing the growth of E.F.E. Learn how to identify financial exploitation of older adults and steps your bank can, and in some cases are required to, take when you believe this exploitation is, has, or is likely to occur.If you have a question about how we can assist you with reporting and regulations of Elder Exploitation for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast! Subscribe:iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: Wolters Kluwer Operational Management https://bit.ly/3qNweQ3Wolters Kluwer OneSumX® Financial Crime Control: https://bit.ly/3qD35aaSign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxWListen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media?• Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolt... BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.#consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations#univest #insights #policy #politcs #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #LeslieMcNally

Is your Financial Institution missing an Opportunity to Serve the Community and Serve Soldiers? Understanding the unique aspects of lending to military service members and how the Military Lending Act (MLA) and the Servicemembers Civil Relief Act (SCRA) impacts financial institutions lending to this group🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/episode-15-final

Hosted by Samir Agarwal (https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Matthew Frank, https://www.linkedin.com/in/mattfrankesq/Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Is your Financial Institution missing an Opportunity to Serve the Community and Serve Soldiers?In today’s social climate, financial institutions that are military friendly have a good reputation in the military community and are seen as a supporter of those serving our nation. Understanding the unique circumstances of military service members—specifically when it comes to their compliance impact on lending—how the Military Lending Act and the Servicemembers Civil Relief Act, commonly called the MLA and the SCRA, address those needs, and how the SCRA and MLA impacts financial institutions is key to understanding how to mitigate the challenges of those in our military. In this episode titled “How to Support Lending to our Nation’s Service Members,” Our host, Wolters Kluwer, Vice President of Banking Compliance Solutions, Samir Agarwal, is joined by compliance expert Matthew Frank, regulatory compliance analysis consultant with Wolters Kluwer, to navigate the intricacies of lending to this group and how Wolters Kluwer can assist.If you have a question about how we can assist you with military lending for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast! Subscribe:iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: Wolters Kluwer Expere: https://www.wolterskluwer.com/en/solutions/expereWolters Kluwer E-Forms: https://www.wolterskluwer.com/en/solutions/compliance-documents#DepositRMISign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxWListen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media?• Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolt... BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. *The views expressed by Matthew Frank are his personal views in his civilian professional capacity and do not reflect the views or endorsement of the Department of Defense, United States Army, or Minnesota National GuardDISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

From LIBOR to SOFR | What index will you select? We are here to help you choose. Wolters Kluwer’s latest podcast focuses on the end of the (London Interbank Offered Rate) LIBOR and the industry’s switch to the (Secured Overnight Financing Rate) SOFR index. Listen in as our experts offer guidance on what the end of LIBOR means for market participants and what banks should be doing now to prepare for the transition. 🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/ep-14-final

Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. What index will you select? We are here to help you choose.Listen to our new episode of Wolters Kluwer® Banking Compliance Solutions that focuses on the end of the (London Interbank Offered Rate) LIBOR and the industry’s switch to the (Secured Overnight Financing Rate) SOFR index. Our host Wolters Kluwer, Vice President of Banking Compliance Solutions, Samir Agarwal, is joined by compliance expert Andy Dunn, Manager of Specialized Consulting with Wolters Kluwer, to offer guidance on what the end of LIBOR means for market participants and what banks should be doing now to prepare for the transition.If you have a question about how we can assist you with advisory services for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast! Subscribe:iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: Wolters Kluwer Advisory Services - https://bit.ly/2It1V07Sign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxWListen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media?• Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolt... BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

OCC OKs Cryptocurrencies | What do we know, and What don’t we know about the regulatory requirements for the Office of the Comptroller of the Currency’s (OCC) Letter? Wolters Kluwer’s latest podcast, Banking Compliance Insights, covers the OCC’s recent move to permit OCC-regulated banks to provide custody services for virtual assets, including cryptocurrencies. Our host, Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, sits down with Mark White, Senior Securities Compliance Analyst with Wolters Kluwer’s Compliance Center of Excellence, to tell us what it means for banks and how they should plan the regulatory landscape surrounding it. [🎧 LISTEN NOW!] https://www.wolterskluwer.com/en/expert-insights/episode-13-occ-clears-the-way-banks-allowed-to-hold-cryptocurrencies

Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. What do we know, and what don’t we know about the regulatory requirements for the Office of the Comptroller of the Currency’s (OCC) Letter?The OCC was not exhaustive in its Interpretive Letter about regulating this new trend. Our Wolters Kluwer experts use this episode, “OCC OKs Cryptocurrencies. What Does that Mean for Banks?” to break it down. Our new podcast episode focuses on the OCC’s recent move to permit OCC-regulated banks to provide custody services for virtual assets, including cryptocurrencies. Our host, Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, sits down with Mark White, Senior Securities Compliance Analyst with Wolters Kluwer’s Compliance Center of Excellence, to tell us what it means for banks and how they should plan the regulatory landscape surrounding it.If you have a question about how we can assist you with regulatory services for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast! Subscribe:iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: Wolters Kluwer Advisory Services -- https://www.wolterskluwer.com/en/solutions/advisory-services/fintechOneSumX for Risk & Controls Assessment -- https://www.wolterskluwer.com/en/solutions/onesumx-for-compliance-program-management/onesumx-for-compliance-risk-controls-assesmentOneSumX® for Customer Due Diligence - https://www.wolterskluwer.com/en/solutions/onesumx-financial-crime-control/onesumx-customer-due-diligenceOneSumX® for Know Your Customer - https://www.wolterskluwer.com/en/solutions/onesumx-financial-crime-controlSign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxWListen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media?• Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolt... BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

The Banking Compliance Insights podcast series by Wolters Kluwer® was created to piece together the complicated, and sometimes daunting puzzle that is compliance. In today's ever-changing regulatory and risk environment, we've created a weekly series you can come to for guidance in trends and strategies to navigate this new normal.We invite you to check out our previous podcasts as we've discussed how the pandemic has:• Disrupted banking operations• Transformed the way customers are served• Raised new concerns around financial and individual security• Pushed us to understand the CARES Act better and strategicallyListen to the full episodes now! https://www.spreaker.com/show/wolters-kluwer-banking

IRA Podcast | How have rules like the SECURE Act & the CARES Act impacted IRAs? In this episode, our Wolters Kluwer® experts discuss how “What Has Changed and What you Need to Know” about Tax-Advantaged Accounts. | LISTEN NOW! https://www.spreaker.com/user/10614200/episode-12-final

Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Episode Summary: Hosted by Samir Agarwal (https://bit.ly/3cWnLnU) and special guest Michael Schiller (https://bit.ly/2IWJVLN) Are you prepared for the significant legislative and regulatory developments that continue to impact IRAs? As Baby Boomers reach retirement age, banks will see an increase in IRA portfolio balances and should be prepared to serve as IRA trustees. Though many financial organizations act as an IRA trustee or custodian, most are challenged with staying in front of the complex rules and regulations and often overlook the impact changes have on operating systems, procedures, and transaction documents.In this podcast episode, “Update and Current Status of IRAs: What Has Changed and What You Need to Know,” Wolters Kluwer Vice President of Banking Compliance Solutions Samir Agarwal is joined by Michael Schiller, Manager of Specialized Consulting for Tax-Advantaged Accounts with Wolters Kluwer’s Compliance Center of Excellence, discuss how current rules, including the SECURE Act and the CARES Act, impact IRAs. Samir and Michael will also walk us through the legislative provisions and describe their impact and share practical guidance on managing tax-advantaged accounts and adapting banking processes and client outreach in the current environment.If you have questions about how we can help you better serve your tax-advantaged account customers during the pandemic, please post them in the comments section of this podcast! Add our podcast series to your playlist today. Subscribe:iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: 1. Wolters Kluwer Tax-Advantaged Accounts Solutions – Make managing your IRA, HSA, CESA, and other tax-advantaged accounts programs a breeze. Request more information. https://bit.ly/34pyeWl 2. IRA Consulting Services - We’re ready to answer questions, assist with reporting requirements, and explain regulatory changes. Get started today! https://bit.ly/2HnEGEo 3. IRA Training - https://bit.ly/31znOS5 4. IRA Documents - https://bit.ly/3mg2bhB 5. Account Record-Keeping - https://bit.ly/3dMJyyC 6. IRA to IRA Rollovers - https://bit.ly/37wrGXO Sign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxWListen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media?• Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolt... BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

Client Outreach Podcast | Let’s talk about Customers, Culture, and Operations. How has your bank responded to and pivoted during the current environment, including the pandemic and inevitable social unrest? What’s worked? What has not? Listen to this episode titled, Banking on the Way People Change” to learn how to adapt banking processes and client outreach. Our host, Wolters Kluwer, Vice President, Banking Compliance Solutions, Samir Agarwal, is joined by Skipper Hines, a Vice President and Credit Underwriting Manager with M&F Bank, to share his experience serving customers in this unprecedented time. | LISTEN to the FULL episode available NOW!Product Highlights from the Podcast:Wolters Kluwer Online Loan ApplicationsWolters Kluwer CASH Workflow

Hosted by Samir Agarwal (https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Richard N. (Skipper) Hines, III, (https://www.linkedin.com/in/skipperhines/)#PPP #paycheckprotectionprogram #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations#univest #insights #policy #politcs #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #jimwrbanek Summary:Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Let’s talk about Customers, Culture, and Operations. How has your bank responded to and pivoted during the current environment, including the pandemic and inevitable social unrest? What’s worked? What has not? Listen to this podcast episode, “Banking on the Way People Change,” to learn about adapting banking processes and client outreach in the current environment. Our host, Wolters Kluwer, Vice President, Banking Compliance Solutions, Samir Agarwal, is joined by Skipper Hines, a Vice President and Credit Underwriting Manager with M&F Bank, to share his experience serving customers in this unprecedented time. Together they provided practical suggestions for ways financial institutions can overcome challenges, create opportunities, and navigate regulatory change requirements brought about by the pandemic. They also provide insight into enhancing customer contact channels and automating as many internal tasks or processes as possible.If you have questions about how we can help you better serve your clients and enhance your online loan application and commercial lending processes during the pandemic, please post them in the comments section of this podcast! Product Highlights from the Podcast:Wolters Kluwer CASH SuiteTM https://www.wolterskluwer.com/en/solutions/cash-suite/ increase profits and grow top-line revenue by achieving straight-through-processing across every commercial loan lifecycle step.Wolters Kluwer CASH WorkflowTM - https://www.wolterskluwer.com/en/solutions/cash-suite/cash-workflow provides visibility and control of your commercial lending process.Wolters Kluwer Online Loan Applications - https://www.wolterskluwer.com/en/solutions/online-applications a robust online application platform ready to become the bank’s fully branded digital sales channel.Sign up for our COVID-19 Regulatory Development Bulletins -https://www.wolterskluwer.com/en/solutions/onesumx-for-compliance-program-management/onesumx-for-regulatory-change-management/covid-19-regulatory-updatesWant customized compliance strategies? Sign up for a custom demo by clicking - https://www.wolterskluwer.com/en/about-us/organization/governance-risk-and-compliance Listen to more Banking Compliance Insights by Wolters Kluwer here https://bit.ly/2G8FlsoAdd our podcast series to your playlist today.Subscribe: iTunes/Apple Podcast | RSS | Google Podcast | Spotify | Pocketcasts | OvercastFor more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. Please join us for future podcasts focused on navigating emerging trends in regulatory compliance.DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not consider potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

2020 – #findingopportunities?Our new podcast, “Banking Operations: Adapting to Find Opportunities,” offers practical insights into how banks have successfully adapted operations in our new normal and highlights of successful practices that are becoming part of permanent banking strategies. Listen in to Wolters Kluwer® Vice President, Banking Compliance Solutions Samir Agarwal, our host, as he is joined on this episode by Jim Wrbanek, Director of Sales, Banking Compliance Solutions with Wolters Kluwer, to get the inside scoop on how some banks have optimized processes to adapt to today’s ever-changing environment. Jim will also share some of his observations on emerging trends in community bank operations.If you have a question about how we can assist you with adapting your banking operations to serve your customers during the pandemic better, please post them in the comments section of this podcast! Product Highlights from the Podcast:Wolters Kluwer® Online Loan Applications and E-Sign Solutionhttps://www.wolterskluwer.com/en/know/four-corners-fullPaycheck Protection Program supported by TSoftPlus™https://www.wolterskluwer.com/en/solutions/tsoftplus/sba-tsoftplusAdvisory Services: CMS reviews, BSA reviews, risk assessments, and fintech partnerhttps://www.wolterskluwer.com/en/solutions/advisory-servicesSign up for our COVID-19 Regulatory Development Bulletins https://www.wolterskluwer.com/en/solutions/onesumx-for-compliance-program-management/onesumx-for-regulatory-change-management/covid-19-regulatory-updatesWant customized compliance strategies? Sign up for a custom demo by clicking https://www.wolterskluwer.com/en/about-us/organization/governance-risk-and-complianceListen to more Banking Compliance Insights by Wolters Kluwer here https://bit.ly/2G8FlsoAdd our podcast series to your playlist today. Subscribe: iTunes/Apple Podcast | RSS | Google Podcast | Spotify | Pocketcasts | OvercastFor more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. Please join us for future podcasts focused on navigating emerging trends in regulatory compliance.DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.