Best Ex vs. Fair Pricing vs. Reasonable Comp

Fines & Wines

Mar 15 2023 • 21 mins

This episode takes a slightly different approach!  Listen in as TRADEliance discusses the difference between best ex, fair pricing and reasonable compensation while highlighting some cases that support these differences.

  • Best Execution:  How is the Order Handled ?
  • Fair Pricing: What is the actual price to the client?
  • Reasonable Compensation: What is the BD entitled to charge for that trade?
  • Are you supervising these topics separately?

The disciplinary cases discussed in this episode are listed below:


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